Monthly Archives: June 2013

The Small Business Brokerage Act Summary

On June 6, 2013, H.R. 2274, the Small Business Mergers, Acquisitions, Sales and Brokerage Simplification Act of 2013, (“Small Business Brokerage Act”) was introduced to the House of Representatives.  The Bill would amend the Securities and Exchange Act of 1934 … Continue reading

Posted in Broker-Dealers, Legislation, Mergers & Acquisitions, Securities Act of 1934 | Tagged , , , , , , , , , , , | Leave a comment

When can a founder be a good CEO?

Originally posted on The American CEO:
People often say that entrepreneurs who start out as CEO will need to be replaced at some point with a “professional” CEO. The thought is that the entrepreneur won’t be able to scale as…

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