Tag Archives: Shell companies

SEC Suspends Trading in 255 “Shell” Companies

Today, the Securities and Exchange Commission (SEC) issued a Press Release announcing that as a result of its micro-cap fraud-fighting initiative they named “Operation Shell-Expel”, they suspended trading in 255 dormant shell companies in 26 states and 2 foreign countries, … Continue reading

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Form S-1 vs. Form 10- What’s the Difference?

Whats the difference between a Form S-1 and a Form 10? In short, a Form 10 is used to register a class of securities (ex. common) under Section 12(b) or (g) of the Securities Exchange Act of 1934 while the … Continue reading

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