Monthly Archives: September 2012

Submit your EGC Registration Statement Using EDGAR

Posted on September 26, 2012 by Jennifer Trowbridge

Starting Monday October 1, 2012, Issuers wishing to submit their draft, confidential emerging growth companies’ (EGC) JOBS Act registration statement will use EDGAR.  This will replace the secure email submission system created earlier this year. The SEC is modifying the … Continue reading →

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California Revised Uniform Limited Liability Company Act Signed into Law

Posted on September 26, 2012 by Jennifer Trowbridge

On September 21, 2012 Governor Jerry Brown signed into law Senate Bill No. 323- the California Revised Uniform Limited Liability Company Act (RULLCA). RULLCA will take effect January 1, 2014 and will apply to all existing California LLC’s in addition … Continue reading →

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Are my Options Incentive Stock Options?

Posted on September 18, 2012 by Jennifer Trowbridge

You have just been hired on as an executive at SmallCorp, Inc., and in your employment agreement you see the following: “Executive shall be granted an option to purchase 500,000 shares of SmallCorp, Inc.’s common stock at $0.10 per share … Continue reading →

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Rule 506 and General Solicitation

Posted on September 10, 2012 by Jennifer Trowbridge

On August 31, 2012 the SEC issued proposed rules that would eliminate the prohibition against general solicitation and advertising in Rule 506 offerings.  The SEC has requested comments on the proposed rules within 30 days.  You may provide your comments … Continue reading →

Posted in IPO, JOBS Act, Legislation, Reg D 506, Rule 506(c), Securities Offerings, Small Business Management | Tagged , , , , , , , , , , | Leave a comment