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Category Archives: IPO
Form S-1 vs. Form 10- What’s the Difference?
Whats the difference between a Form S-1 and a Form 10? In short, a Form 10 is used to register a class of securities (ex. common) under Section 12(b) or (g) of the Securities Exchange Act of 1934 while the … Continue reading
Posted in IPO
Tagged DPO, Form 10, FOrm S-1, going public, IPO, Registration Statement, Selling shareholder registration, Shell companies
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What is a Finder?
Its no secret that both private and public companies, large or small have challenges raising much needed capital from investors. Access to equity can be difficult when complying with a maze of state and federal rules and regulations. Business owners … Continue reading
Posted in IPO, Reg D 506, Securities Offerings
Tagged Broker-dealer, equity, Finder, FINRA, investment, investor, money, Reg D 506, SEC, Smaller Reporting Company, unlicensed broker dealer
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Rule 506 and General Solicitation
On August 31, 2012 the SEC issued proposed rules that would eliminate the prohibition against general solicitation and advertising in Rule 506 offerings. The SEC has requested comments on the proposed rules within 30 days. You may provide your comments … Continue reading
Are You Ready to Invest in Facebook?
Facebook’s roadshow for its initial public offering is scheduled to begin next week, and the shares should begin trading around May 18. The Company amended it’s S-1 registration filing, and is awaiting effectiveness. Facebook, the world’s largest social network, is set … Continue reading